SACHIN KUNDE, MD, MPH
Founder and CEO,
Licensed Investment Adviser,
Professional Trader: Equity, Forex, Futures,
As a physician-turned-investment advisor, I understand the value of hard-earned money, its preservation, and growth! At U.S. Investment Advisor, we strongly believe that success has to be precisely timed, and hope is NOT a strategy!
We are singularly focused on one goal: finding quality investment opportunities with low-risk and high-reward potential. It is possible due to our methodology that blends the fundamental, technical, and price chart analysis of any investment vehicle. If you want the best opportunities, you have to invest at the right time!
Even though I was a successful physician, I was never happy with the cookie-cutter and passive recommendations of a traditional financial advisor. That is when I jumped into the financial world to take control and help common investors achieve their financial freedom. In 2016, after completing my initial trading education at Online Trading Academy, I started as a professional trader. I completed the Certification in Financial Planning (*CFP) executive program at Bryant University. After successfully completing investment adviser law examination (Series 65), I became a licensed, registered investment adviser. After years of market analysis, research, and experience we developed a novel investment methodology (T4 Strategy) which helps us make successful investment decisions for our clients.
WHAT MAKES US DIFFERENT
Registered Investment Adviser (RIA)
There are many things that set us apart from other institutional advisors. US Investment Adviser has been structured as a Registered Investment Advisor (RIA). This means we are completely independent and objective when making an investment or financial planning recommendations to our clients. We are paid directly by our clients on a fee-only basis and receive no commissions. We are not compelled, nor do we benefit from any transaction-based compensation. Our goal is to develop personal relationships with our clients and help them find solutions that are aligned with their needs and objectives. We do not owe allegiance to any particular brokerage firm, financial product, fund family, or investment. We have the freedom to make unbiased, prudent investment decisions for our clients; and we do.
RIAs have a fiduciary duty to act in the best interest of their clients.
RIAs use institutional custodians (like Charles Schwab) to hold and safeguard their clients’ investments.
Most independent RIAs are owned by the individual advisors who run them.
Many independent RIAs provide advice and services for a fee, based on a percentage of the client’s assets.
RIA firms are registered with the Securities and Exchange Commission and are subject to the Investment Advisers Act of 1940, making RIAs some of the most highly regulated entities in the financial industry.
RIAs work with complex portfolios and address unique needs that require a highly customized level of investment expertise.
Generally, RIAs have relationships with a variety of firms that assist with tax planning, estate planning, insurance needs, and more. These affiliations allow us to help our clients with complex financial needs.
OUR PROFESSIONAL RELATIONSHIP PARTNERS
Financial, Tax and Estate Planning Services
GARY GROSS CFP®, CLU®, CHFC®
Gary has been in the financial services industry since 1994. He founded the Focused Financial practice, which specializes in exit planning strategies, and how to retain and reward key employees. In addition, he offers guidance with wealth transfer and estate planning strategies for both his business clients, as well as his individual clients. Over the years, he has implemented 401(k) and Executive Deferred Compensation plans. Gary helps his clients with retirement income distribution strategies, cash flow planning, as well as life, disability income, and long-term care insurances.
Gary offers clients both income tax preparation and income tax remediation Services under the name Guardian Tax Solutions. This service is separate from any financial planning services offered.